James McGrath

Foley & Lardner LLP

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Updated SEC Marketing Rule FAQ: Clarification Regarding Presentation of Net Extracted Performance

On March 19, 2025, the Securities and Exchange Commission (SEC) staff issued an update to its frequently asked questions (FAQ) guidance with respect to registered investment advisers’ compliance with Rule 206(4)-1 (Marketing...more

4/2/2025  /  Disclosure Requirements , Investment Advisers Act of 1940 , Investment Management , Marketing , Private Funds , Registered Investment Advisors , Regulatory Requirements , Securities and Exchange Commission (SEC)
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