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Basel Committee And IOSCO Suggest Delay In Final Implementation Phases Of Margin Requirements For Non-Centrally Cleared...

On 3 April 2020, the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) announced that, due to the impact on the global financial system of the rapid spread of...more

CFTC Proposes Rules to Delay Compliance Date for Initial Margin for Swaps with Certain Smaller Financial End Users

On October 16, 2019, the Commodity Futures Trading Commission (CFTC) proposed rules that, if finalized, would delay by one year the date by which swap dealers must comply with the CFTC’s initial margin (IM) requirements in...more

Transitioning Away from the IBORs: ISDA Publishes Consultation Seeking Feedback on Adjustments of Risk-Free Rates

In a move that coincided with statements by regulators on both sides of the Atlantic that interbank offered rates (each an “IBOR”) will in time be discontinued, on July 12, 2018, the International Swaps and Derivatives...more

The SEC’s Final Rule Regarding Price Quotes and Research Reports Relating to Security-Based Swaps

This month the Securities and Exchange Commission (“SEC”) issued a final rule (the “Final Rule”) that provides that certain communications relating to security-based swaps (either singular or plural, “SBS”) will not...more

Treasury Report, Part II: Regulation of the Capital Markets

The U.S. Department of the Treasury (“Treasury Department” or “Treasury”) issued its second report (of four reports), titled “A Financial System that Creates Economic Opportunities, Capital Markets” (the “Report”). The...more

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