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Upcoming Compliance Date: The T+1 Settlement Cycle

The Securities and Exchange Commission (the ​“SEC”) adopted changes to Rule 15c6-1 under the Securities Exchange Act of 1934, as amended on February 15, 2023, to shorten the standard settlement cycle from T+2 to T+1. See 17...more

Update to SEC Share Repurchase Disclosure Amendments: Fifth Circuit Vacates SEC New Repurchase Rule

On December 19, 2023, the U.S. Court of Appeals for the Fifth Circuit vacated the Securities and Exchange Commission’s (the ​“SEC”) final rule adopting amendments to share repurchase disclosure requirements (US Chamber of...more

SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

On October 10, 2023, the Securities and Exchange Commission (the ​“SEC”) adopted rule amendments (the ​“Final Rules”) for investors required to file beneficial ownership reports under the Sections 13(d) and 13(g) of the...more

SEC Adopts Share Repurchase Disclosure Amendments

On May 3, 2023 the Securities and Exchange Commission (SEC) adopted amendments to modernize the disclosure requirements relating to share repurchases by issuers. The amendments include new tabular disclosures regarding daily...more

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