As the private equity (“PE”) and venture capital (“VC”) funds industry grows and matures in Asia, managers are increasingly looking to market interests in their funds to U.S.-based investors. However, many Asia-based managers...more
7/6/2023
/ Asia ,
Bank Holding Company Act ,
Broker-Dealer ,
CFIUS ,
CFTC ,
Employee Retirement Income Security Act (ERISA) ,
Exemptions ,
Financial Industry Regulatory Authority (FINRA) ,
FIRRMA ,
FOIA ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Company Act of 1940 ,
Investors ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Private Equity ,
Private Funds ,
SDN List ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Taxation ,
Venture Capital ,
Volcker Rule
On June 30, 2016, the Asset Management Association of China (“AMAC”) released the Q&A Regarding Registration and Filing of Private Funds (No. 10) (“Q&A No. 10”), which confirmed that both wholly foreign-owned and...more
8/5/2016
/ Asset Management Association of China (AMAC) ,
China ,
China Securities Regulatory Commission (CSRC) ,
Foreign-Owned Corporations ,
Fund Managers ,
Investment Funds ,
Joint Venture ,
MOFCOM ,
Popular ,
PSFMCs ,
Registration Requirement