The US Securities and Exchange Commission (SEC) continued its significant focus on public companies in 2022 with its enforcement and rulemaking programs. This heightened level of attention will likely continue as the SEC...more
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting...more
4/16/2021
/ Business Plans ,
Business Strategies ,
Capital Investments ,
Corporate Counsel ,
Corporate Governance ,
Corporate Social Responsibility ,
Environmental Social & Governance (ESG) ,
Internal Controls ,
Investment Management ,
Popular ,
Publicly-Traded Companies ,
Risk Alert ,
Securities and Exchange Commission (SEC) ,
Sustainability
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable...more
3/12/2021
/ 10b5-1 Plans ,
Coronavirus/COVID-19 ,
Corporate Counsel ,
Disgorgement ,
Enforcement Guidance ,
Environmental Social & Governance (ESG) ,
Infectious Diseases ,
Regulation BI ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Self-Reporting ,
Settlement Agreements ,
Share Buybacks ,
Steering Committees ,
Whistleblowers ,
White Collar Crimes
Recent announcements from the US Securities and Exchange Commission make it clear that, although it will not be business as usual, the agency will ably navigate the coronavirus (COVID-19) crisis and its work will move...more