Jennifer Berhorst

Jennifer Berhorst

BCLP

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Recent SEC Whistleblower Awards Highlight Importance of Internal Reporting

The SEC’s most recent whistleblower awards highlight the importance of internal reporting to a company’s compliance program and especially how a company investigates and responds to such reports.   On May 24, 2019, the SEC...more

6/12/2019  /  Compliance , Corporate Counsel , Enforcement Actions , Foreign Corrupt Practices Act (FCPA) , Internal Reporting , Rule 21F , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblowers

Supreme Court Narrowly Construes the Definition of a Whistleblower Under Dodd-Frank

Today the Supreme Court held that an individual must report alleged wrongdoing to the Securities and Exchange Commission in order to qualify for protection from whistleblower retaliation under the Dodd-Frank Act. While...more

2/22/2018  /  Anti-Retaliation Provisions , Digital Realty Trust Inc v Somers , Dodd-Frank , Internal Reporting , Sarbanes-Oxley , SCOTUS , Securities and Exchange Commission (SEC) , Securities Violations , Whistleblower Protection Policies , Whistleblowers
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