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United States: SEC Issues New Guidance on Schedule 13G Eligibility

The SEC’s Division of Corporation Finance recently issued new guidance regarding when shareholders can file beneficial ownership reports on Schedule 13G. While the 11 February 2025 Compliance and Disclosure Interpretation...more

Closed-End Fund and BDC Offering, Filing and Disclosure Changes: Some Benefits, Some Burdens

On April 8, 2020, the Securities and Exchange Commission (the “SEC”) adopted final rule and form amendments (the “Final Rules”) that modify the registration, offering, and communications processes currently used by registered...more

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