Jennifer Gonzalez

K&L Gates LLP

+ Follow Contact

Latest Posts › New Guidance

Share:

SEC Policy Shift and Recent Corp Fin Updates–Part 3

SEC Issues New Guidance on Exclusion of Shareholder Proposals - Since the beginning of the year, the US Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (Corp Fin Staff) has issued several...more

5/13/2025 / Corporate Governance , Environmental Social & Governance (ESG) , New Guidance , Proxy Statements , Regulatory Reform , Rule 14a-8 , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholder Proposals

United States: SEC Issues New Guidance on Schedule 13G Eligibility

The SEC’s Division of Corporation Finance recently issued new guidance regarding when shareholders can file beneficial ownership reports on Schedule 13G. While the 11 February 2025 Compliance and Disclosure Interpretation...more

2/21/2025 / Beneficial Owner , Corporate Governance , Disclosure Requirements , New Guidance , Regulatory Requirements , Reporting Requirements , Schedule 13G , Securities and Exchange Commission (SEC) , Shareholders

SEC Issues New Guidance for Investment Advisers on Proxy Voting

OPEN MEETING OUTCOME - At an Open Meeting on August 21, 2019, the Securities and Exchange Commission (the “Commission” or “SEC”) voted three to two in favor of publishing guidance (the “Guidance”) addressing the...more

9/27/2019 / Investment Adviser , Investment Advisers Act of 1940 , New Guidance , Proxy Voting , Proxy Voting Guidelines , Securities and Exchange Commission (SEC)

3 Results

View per page

Page: of 1