Jenny Walters

Akin Gump Strauss Hauer & Feld LLP

+ Follow Contact

Latest Posts › Private Funds

Share:

Bureau of Economic Analysis’ Mandatory Form BE-10 Survey Deadline Approaches for a “Benchmark Year” for U.S. Persons with Direct...

The BE-10 Benchmark Survey of U.S. Direct Investment Abroad (the “BE-10 Survey”) is a mandatory survey conducted once every five years by the Bureau of Economic Analysis (BEA) of the U.S. Department of Commerce under the...more

5/9/2025 / Business Entities , Filing Deadlines , Filing Requirements , Foreign Investment , Government Agencies , Investment Funds , Penalties , Private Funds , Reporting Requirements , U.S. Commerce Department

New EXAMS Guidance – Next Steps for Private Fund Managers

On June 8, 2023, the SEC Division of Examinations staff (EXAMS) published a risk alert focused on the new Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940). While this new risk alert largely mirrors...more

6/19/2023 / Advertising , Investment Adviser , Investment Advisers Act of 1940 , Investors , Marketing , New Rules , Policies and Procedures , Private Funds , Securities and Exchange Commission (SEC)

2023 Compliance Developments and Calendar for Private Fund Advisers

INTRODUCTION - Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their clients. In...more

2/20/2023 / Broker-Dealer , CFTC , Commodity Trading Advisors (CTAs) , CPOs , Form ADV , Fund Managers , Investment Adviser , Private Funds , Securities and Exchange Commission (SEC)

2022 Compliance Developments and Calendar for Private Fund Advisers

Compliance Reminders for 2022 - Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their...more

2/10/2022 / Broker-Dealer , CFTC , Commodity Pool , Commodity Trading Advisors (CTAs) , Compliance , Form ADV , Investment Adviser , Private Funds , Registered Investment Advisors , Securities and Exchange Commission (SEC)

4 Results

View per page

Page: of 1