Private fund advisers continually balance their ongoing responsibility to ensure that the funds they advise comply with such funds’ governing documents and their responsibility to ensure their own compliance with applicable...more
7/18/2025
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Compliance ,
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Documentation ,
Enforcement Actions ,
Fiduciary Duty ,
Investigations ,
Investment Adviser ,
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Policies and Procedures ,
Private Funds ,
Risk Management ,
Securities and Exchange Commission (SEC)
As we previously wrote, the Securities and Exchange Commission (the “SEC”) proposed several rules that would impose additional requirements on private fund managers (“Managers”), many of which relate to various types of...more