Overview -
On March 25, 2015, the Securities and Exchange Commission ("SEC" or "Commission") proposed an amendment to Rule 15b9-1 (the “Proposal”) under the Securities Exchange Act of 1934 ("Exchange Act") that, if...more
A new service, Snapchat, has joined the constellation of social media services with potential business implications. Snapchat is a mobile application, originally aimed at teenagers, which allows users to send photos and text...more
8/12/2013
/ Audits ,
Broker-Dealer ,
Department of Justice (DOJ) ,
Disclosure Requirements ,
Facebook ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Securities and Exchange Commission (SEC) ,
Snapchat ,
Social Media ,
Transparency