Jesse Kanach

Jesse Kanach

Perkins Coie

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SEC Overhauls Registered Investment Adviser Marketing Rules

The U.S. Securities and Exchange Commission (SEC or the Commission) on December 22, 2020, amended the main advertising rule under the Investment Advisers Act of 1940 (the Advisers Act) as part of a rulemaking package...more

1/22/2021  /  Advertising , Cash Solicitation Rule , Form ADV , Investment Adviser , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation
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