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Something We Can All Agree On? SEC Unanimously Approves Proposed Short-Seller Disclosure Rules

Section 929X of the Dodd-Frank Act requires the SEC to implement a regulatory framework around the public disclosure of short sale information. On Feb. 25, 2022, the SEC unanimously approved proposed rules aimed at satisfying...more

SEC to Vote Next Week on Proposing New Hedge Fund Disclosure Requirements

Enhanced disclosure requirements may be coming soon for hedge funds and private equity firms. U.S. Securities and Exchange (SEC) Commissioner Chair Gary Gensler said on Jan. 19, 2022, that the regulator will vote next week on...more

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