Jessica Parsons

Jessica Parsons

Faegre Drinker Biddle & Reath LLP

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SEC Adopts New Marketing Rule for Investment Advisers

On December 22, 2020, the U.S. Securities and Exchange Commission (SEC or Commission) adopted amendments to the rules that govern investment adviser advertisements and compensation to solicitors under the Investment Advisers...more

1/26/2021  /  Advertising , Cash Solicitation Rule , Investment Adviser , Investment Advisers Act of 1940 , Marketing , Securities and Exchange Commission (SEC)
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