Jim Cole

Groom Law Group, Chartered

+ Follow Contact

Latest Posts › Proposed Rules

Share:

DOL Proposes Rule Encouraging ESG & Proxy Voting, Reducing Documentation Requirements

On October 14, 2021, the Department of Labor (the “DOL”) published a proposed regulation, “Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights” (86 Fed. Reg. 57272, the “Proposed Rule”). The...more

10/15/2021 / Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Environmental Social & Governance (ESG) , Proposed Rules , Proxy Voting

DOL Issues Final Proxy Voting Rule

On December 16, the Department of Labor (the “Department”) published its final regulation addressing the fiduciary duties that apply to proxy voting and the exercise of other shareholder rights in connection with investments...more

12/24/2020 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Proposed Rules , Proxy Advisory Firms , Proxy Voting Guidelines , Shareholder Rights

DOL Proposes Rule Requiring Increased Proxy Voting Analysis and Recordkeeping

On September 4, 2020, the Department of Labor (the “Department”) published a proposed regulation related to proxy voting and the exercise of certain shareholder rights (85 Fed. Reg. 55219, the “Proposed Rule”) by fiduciaries...more

9/14/2020 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Environmental Social & Governance (ESG) , Proposed Regulation , Proposed Rules , Proxy Voting , Proxy Voting Guidelines , Recordkeeping Requirements , Securities and Exchange Commission (SEC) , Shareholder Rights

3 Results

View per page

Page: of 1