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Agencies Propose Rule to Update Calculation of Derivative Contract Exposure Amounts Under Regulatory Capital Rules

On October 30, the Federal Reserve Board, the Federal Depository Insurance Corporation and the Office of the Comptroller of the Currency (collectively, the “Agencies“) proposed changes to their standards for how large federal...more

11/9/2018  /  Derivatives , FDIC , Federal Reserve , OCC

Federal Reserve Board Announces Annual Indexing of Reserve Requirement Exemption Amount and of Low Reserve Tranche For 2019

On October 25, the Federal Reserve Board announced the annual indexing of the reserve requirement exemption amount and the low reserve tranche, which two amounts are used in determining reserve requirements of depository...more

Public Statement Regarding Payday Rule Reconsideration and Delay of Compliance Date

On October 26, the Consumer Financial Protection Bureau (the “Bureau“) issued a statement announcing that it expects to issue proposed rules in January 2019 that will reconsider the Bureau’s rule regarding Payday, Vehicle...more

SEC Issues Statement on Certain Provisions of Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based...

On October 31, the Securities Exchange Commission (“SEC“) issued a statement setting forth its position, for a limited time, that certain actions with respect to specific provisions of its Business Conduct Standards for...more

SEC Proposed Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts

On October 30, the Securities Exchange Commission (“SEC“) announced it voted to propose rule changes intended to improve disclosure for investors about variable annuities and variable life insurance contracts. Such...more

Rating Agency Developments

On October 25, Moody’s updated the following methodology: Operational Privately Financed Public Infrastructure (PFI/PPP/P3) Projects. ...more

11/6/2018  /  Moody's , Rating Agencies

Rating Agency Developments

On September 4, 2018, Moody’s updated its methodology for the mining industry, replacing the last version published on April 3, 2018. No rating changes are expected to result from this update. ...more

Bureau Issues Rule to Implement and Clarify New HMDA Amendments

On August 31, Bureau of Consumer Financial Protection (the “Bureau“) issued an interpretative and procedural rule to implement and clarify the requirements of section 104(a) of the Economic Growth, Regulatory Relief, and...more

Federal Banking Agencies Issue Statement Regarding the Impact of the Act

On July 6, 2018, the Federal Reserve Board, the Federal Deposit Insurance Corporation and the Office of the Comptroller issued a joint statement describing the rules and related reporting requirements that are affected by the...more

Bureau Issues Statement on the Implementation of the Act Amendments to the HMDA

On July 5, 2018, the Bureau of Consumer Financial Protection (the “Bureau“) issued a statement regarding the impact of the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act“) on the Home Mortgage...more

Rating Agency Developments

On July 6, 2018, Fitch issued the following report: Insurance-Linked Securities Rating Criteria. Release. On July 5, 2018, Fitch issued the following report: Closed-End Funds and Market Value Structures Rating Criteria....more

7/17/2018  /  Fitch , Rating Agencies

Notice of Proposed Rulemaking

On May 14, 2018, the Office of the Comptroller of the Currency (“OCC“), Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (collectively, the agencies) published a notice of proposed...more

Customer Due Diligence and Beneficial Ownership Requirements for Legal Entity Customers – Overviews and Examination Procedures

On May 11, 2018, the Federal Financial Institutions Examination Council issued new examination procedures on the final rule, “Customer Due Diligence Requirements for Financial Institutions” (the “CDD Rule“). The CDD Rule was...more

New Comptroller’s Handbook Booklet and Rescissions

On May 11, 2018, the Office of the Comptroller of the Currency (“OCC“) issued the “Military Lending Act” (“MLA“) booklet of the Comptroller’s Handbook. ...more

CFTC Reduces Marketplace Barriers for Global Development Initiatives

On May 16, 2018, the Commodity Futures Trading Commission’s (“CFTC“) Division of Swap Dealer and Intermediary Oversight (“DSIO“) granted relief to non-U.S. counterparties who enter into swaps with International Financial...more

Rating Agency Developments

On May 15, 2018, DBRS issued a report entitled: Rating European Non-Performing Loans Securitizations. On May 15, 2018, Fitch issued a report entitled: Global Structured Finance Rating. ...more

Rating Agency Developments

On March 19, 2018, DRBS issued a report entitled: Mapping Financial Institution Internal Ratings to DRBS Ratings for Global Structured Credit Transactions. Release....more

Interagency Statement on Accounting and Reporting Implications of the New Tax Law

On January 18, 2018, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation issued an interagency statement for financial...more

Rating Agency Developments

On January 23, 2018, DRBS published an updated North American Single-Asset/Single-Borrower Methodology. The methodology does not consist of any material changes from the previously issued methodology. According to DBRS, it...more

1/30/2018  /  CMBS , DBRS , Fitch , Rating Agencies
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