John Carney

BakerHostetler

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Preparing for the 2025 Proxy and Annual Reporting Season: Key Issues and Considerations

For the 2025 proxy and annual reporting season, there are a number of key issues to consider and keep an eye on for further developments as preparations commence. This alert provides an overview of these issues and updates in...more

1/10/2025 / Corporate Governance , Cybersecurity , Disclosure Requirements , Environmental Social & Governance (ESG) , Executive Compensation , Insider Trading , Proxy Voting , Risk Factors , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Chief Accountant Warns About Need for Comprehensive Risk Assessments

For years, regulators have emphasized that the starting point for maintaining an effective compliance program is understanding the particular risks the company faces. According to Munter, this same concept applies to...more

9/15/2023 / Corporate Governance , Financial Reporting , Financial Statements , Internal Controls , Privately Held Corporations , Publicly-Traded Companies , Reporting Requirements , Risk Assessment , Risk Management , Securities and Exchange Commission (SEC)

SEC Sets Forth Regulatory Initiatives for the Next Year

On June 11, 2021, the Office of Information and Regulatory Affairs, a division of the Office of Management and Budget, released the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions,[1] which includes...more

6/18/2021 / Corporate Governance , Environmental Social & Governance (ESG) , Financial Markets , Securities and Exchange Commission (SEC)

The Navigator - Issue 1 Summer 2013

Welcome to the inaugural edition of BakerHostetler's The Navigator, your source for news, trends, research and reliable commentary on white collar defense, corporate investigations, monitorships, examinerships and...more

7/17/2013 / Compliance , Corporate Governance , Employer Liability Issues , Enforcement , Investigations , White Collar Crimes

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