John Hempill

Sheppard Mullin Richter & Hampton LLP

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FAST Act Speeds-Up Raising Capital

On December 4, 2015, President Obama signed into law the Fixing America’s Surface Transportation Act, or FAST Act. Although primarily a transportation bill, the FAST Act also made changes to the federal securities laws as...more

12/22/2015 / Capital Raising , Corporate Issuers , Emerging Growth Companies , Financial Statements , Fixing America’s Surface Transportation Act (FAST Act) , Form S-1 , Initial Public Offering (IPO) , Securities Act of 1933

A Change for the Better? The Arguments For and Against a Venture Exchange

With a total of 284 U.S. operating company IPOs in 2014, the U.S. securities market might appear to be on an upswing – after all, this was its biggest year since the dot com era ended in 2000. Nonetheless, this figure does...more

4/23/2015 / Equity Markets , Initial Public Offering (IPO) , Public Offerings , Venture Funding

S.E.C. Adopts Final Rules Amending Regulation A

On March 25, 2015, the Securities and Exchange Commission adopted final rules amending its Regulation A, i.e., the so-called “Regulation A+ Rules”. Regulation A has been a little used provision in the securities laws due to,...more

4/6/2015 / Crowdfunding , Final Rules , Initial Public Offering (IPO) , Public Offerings , Regulation A , Securities and Exchange Commission (SEC) , Small Offering Exemptions

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