John Nathanson

John Nathanson

A&O Shearman

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SEC’s Enforcement Actions and Public Pronouncements Reinforce Approach on Digital Assets

On September 17, 2022, both the Securities and Exchange Commission and Ripple Labs, Inc. (with its Executive Chairman and CEO) filed motions for summary judgment in the SEC’s suit alleging that Defendants sold billions of...more

9/28/2022  /  Broker-Dealer , Digital Assets , Disclosure Requirements , Enforcement Actions , Howey , Investment Adviser , Investment Management , Securities and Exchange Commission (SEC) , Unregistered Securities
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