John Finley

John Finley

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DOL Proposes New Fiduciary Rule Aimed at Investment Advice to Individual Retirement Investors

More than five years after the Fifth Circuit Court of Appeals decision to vacate the Department of Labor’s (DOL) 2016 fiduciary rule, the DOL has proposed a new rule that, once again, attempts to re-define when financial...more

11/8/2023  /  Consumer Financial Products , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Fiduciary Rule , Financial Services Industry , Investment Adviser , Investment Management , Retirement Plan
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