John Vetterli

White & Case LLP

+ Follow Contact

Latest Posts › Proposed Rules

Share:

SEC Concept Release Regarding Foreign Private Issuer Eligibility

On June 4, 2025, following an open meeting of the Securities and Exchange Commission, the Commission issued a concept release to solicit public comment on the definition of foreign private issuer ("FPI")....more

6/6/2025 / Capital Markets , Disclosure Requirements , Financial Regulatory Reform , Foreign Private Issuers , Proposed Rules , Publicly-Traded Companies , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

The SEC proposes to update Guide 3

The SEC has published proposed changes to Guide 3 which are intended to update, clarify and codify the Guide with the aim of eliminating overlaps between U.S. GAAP, IFRS or other SEC rules, simplifying compliance efforts and...more

9/23/2019 / Banks , Debt Securities , Disclosure Requirements , GAAP , IFRS , Proposed Rules , Registration Requirement , Securities and Exchange Commission (SEC)

Hoping to Encourage Increased Participation in the Public Markets, SEC Proposes New Rule Allowing all Issuers to Test the Waters

The SEC is proposing to extend the testing-the-waters ("TTW") accommodation to all issuers, including investment company issuers.1 Citing the dominance of the IPO market by emerging growth companies ("EGCs")2 and evidence...more

2/25/2019 / Accredited Investors , Corporate Issuers , Emerging Growth Companies , Initial Public Offering (IPO) , Investment Companies , JOBS Act , Offerings , Proposed Rules , Public Comment , Qualified Institutional Buyers , Regulation FD , Request For Information , Securities Act , Securities and Exchange Commission (SEC) , Testing-the-Waters Communications

3 Results

View per page

Page: of 1