Jonathan Baird

Hogan Lovells

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FCA reviews disclosures of net changes to share capital

The FCA has recently completed a review of the way in which UK issuers disclose changes to their total voting rights to the market and the resulting effect on major shareholding notifications. ...more

4/1/2021 / Corporate Issuers , Disclosure Requirements , Financial Conduct Authority (FCA) , Financial Markets , Market Participants , Regulatory Requirements , Shareholders , Transparency , UK , Voting Rights

HM Treasury UK Listings Review – Call for Evidence

HM Treasury has launched a review of the UK listings regime on the basis that - The UK listing regime is “ready for review”, in particular in order to reform the regime “to attract the most innovative and successful firms and...more

11/27/2020 / Financial Markets , Financial Services Industry , Initial Public Offering (IPO) , UK , UK Brexit

FCA focus on misleading disclosure

Two recent Financial Conduct Authority enforcement notices focus on when and how disclosures by a listed company may be considered misleading - a basic disclosure requirement that is sometimes taken for granted. ...more

11/18/2020 / Duty to Disclose , Financial Conduct Authority (FCA) , Financial Markets , Listing Rules , Publicly-Traded Companies , UK

FCA, FRC, PRC and ESMA announce measures to alleviate impact on listed issuers and their auditors in response to COVID-19

The Financial Conduct Authority (FCA), Financial Reporting Council (FRC), Prudential Regulation Authority (PRA) and the European Securities and Markets Authority (ESMA) have announced a series of actions to ensure information...more

4/1/2020 / Coronavirus/COVID-19 , European Securities and Markets Authority (ESMA) , Financial Conduct Authority (FCA) , Financial Markets , Financial Reporting Council (FRC) , Financial Statements , PRC , Relief Measures , UK

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