Jonathan Russo

Pillsbury Winthrop Shaw Pittman LLP

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Exchange Act Reporting Companies Receive Green Light to Use Regulation A

SEC adopts final rules to allow reporting companies to use Regulation A to conduct unregistered securities offerings. Reporting companies may use Regulation A to conduct securities offerings of up to $50 million in a...more

1/16/2019 / Amended Rules , Final Rules , Public Offerings , Publicly-Traded Companies , Regulation A , Regulation FD , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Smaller Reporting Companies

Nasdaq Proposes Changes to Shareholder Approval Rules for Private Placements

A simplified Rule 5635(d) could facilitate capital formation by changing the definition of market value. Nasdaq is proposing to update and simplify Listing Rule 5635(d) by changing the definition of market value and...more

2/21/2018 / Financial Markets , Listing Standards , Nasdaq , Private Placements , Public Offerings , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Shareholder Approval

SEC Finally Adopts “Regulation Crowdfunding”

The SEC’s final crowdfunding rules, which are largely consistent with the proposed rules, provide broader access to capital for startups and small businesses, though concerns over cumbersome disclosure and regulatory...more

11/10/2015 / Capital Raising , Crowdfunding , JOBS Act , Public Offerings , Reporting Requirements , Securities and Exchange Commission (SEC) , Startups

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