Jordan Hawthorne

Jordan Hawthorne

K&L Gates LLP

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The FCA's Developing Approach to Nonfinancial Misconduct by Individuals in the Financial Services Sector

On 2 July 2025, the United Kingdom (UK) Financial Conduct Authority (FCA) published a Consultation Paper and Policy Statement (CP25/18) on tackling non-financial misconduct in financial services....more

7/18/2025  /  Code of Conduct , Compliance , Employee Rights , Enforcement Actions , Financial Services Industry , Non-Financial Firms , Regulatory Requirements , UK
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