Julia Dash

Foley Hoag LLP

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Latest Posts › Securities Regulation

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SEC Issues Guidance Regarding Self-Verification of Accredited Investor Status for Rule 506(c) Offerings

On March 12, 2025, the staff of the U.S. Securities and Exchange Commission (“SEC”) issued a no-action letter clarifying that issuers relying on Rule 506(c) of Regulation D, the private offering safe harbor permitting general...more

5/2/2025 / Accredited Investors , Investment , Investors , New Guidance , No-Action Letters , Regulation D , Rule 506(c) , Securities , Securities and Exchange Commission (SEC) , Securities Regulation

Revised Reporting of Investors on Form PF – Action Needed with Compliance Date of June 12, 2025 Around the Corner

The Securities and Exchange Commission (the “SEC”) adopted amendments to Form PF on February 8, 2024. The compliance date for these amendments, which was originally March 12, 2025, was extended to June 12, 2025 (the...more

4/16/2025 / Compliance Dates , Filing Deadlines , Filing Requirements , Form PF , Fund Managers , Investment Funds , Investment Management , Investors , Private Funds , Securities Regulation

Fund Managers Must Assess Whether Microsoft/CrowdStrike Outage has Triggered Additional Form PF Filing

The CrowdStrike computer failures that swept the globe on Friday, July 18, 2024, and persisted through the weekend may have impacted fund advisers relying on the Windows system, possibly triggering an “operations event” that...more

7/23/2024 / Filing Deadlines , Form PF , Fund Managers , Hedge Funds , Investment Adviser , Investment Management , Regulatory Requirements , Required Forms , Securities Regulation

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