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State Attorneys General Challenge US President’s Tariff Authority Under IEEPA

The US president has imposed and modified tariffs on key trading partners such as China, Canada, Mexico, and the European Union over the last three months. These tariffs rely on the International Economic Emergency Powers...more

Current Developments in SEC Enforcement for Private Funds and a Look Ahead 2024–2025

In 2024, private funds continued to be a major focus for the US Securities and Exchange Commission (SEC), with an active docket of enforcement cases and rulemaking efforts. Although we expect 2025 to include a continued...more

Securities Enforcement Roundup – October 2024

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from October 2024. In October 2024: As discussed in a recent LawFlash, the US Securities and...more

SEC Charges Investment Advisers with Making False and Misleading Statements About Their Use of AI

On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers—Delphia (USA) Inc. and Global Predictions Inc.—for making false and misleading...more

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