Julia Jacovides

Julia Jacovides

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SEC Charges Investment Advisers with Making False and Misleading Statements About Their Use of AI

On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers—Delphia (USA) Inc. and Global Predictions Inc.—for making false and misleading...more

3/26/2024  /  Enforcement Actions , False Statements , Investment Adviser , Misleading Statements , Securities and Exchange Commission (SEC) , Securities Violations
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