In Williams v. Reed, 145 S. Ct. 465 (2025), the United States Supreme Court reversed an Alabama Supreme Court decision affirming the dismissal of plaintiffs’ Section 1983 claims for lack of jurisdiction, based on the...more
6/5/2025
/ AL Supreme Court ,
Appeals ,
Civil Rights Act ,
Department of Labor (DOL) ,
Employment Litigation ,
Government Agencies ,
Judicial Authority ,
Lack of Jurisdiction ,
SCOTUS ,
State and Local Government ,
Statutory Interpretation
These days, artificial intelligence is everywhere we look, and the financial services industry is no different. As AI use increases, regulatory bodies are updating their rules and guidelines detailing how companies should and...more
12/17/2024
/ Artificial Intelligence ,
Banks ,
Bias ,
Broker-Dealer ,
Compliance ,
Discrimination ,
Financial Adviser ,
Financial Industry Regulatory Authority (FINRA) ,
Fraud ,
Governance Standards ,
Government Agencies ,
Institutional Investors ,
Insurance Industry ,
Internal Communications ,
Investment Adviser ,
Investors ,
Machine Learning ,
New Rules ,
Policies and Procedures ,
Recordkeeping Requirements ,
Regulatory Requirements ,
Retail Investors ,
Securities
State unclaimed property audits are becoming more frequent. Is your company in compliance? State unclaimed property audits are becoming more frequent as states look for ways to increase revenue. There is a growing chance that...more
Orlando firms need to make sure they aren’t among the thousands of U.S. businesses that potentially were tricked by scams to inadvertently file fraudulent employee retention credit claims — something punishable by fines and...more
Misinformation and widespread scams have created pitfalls for businesses regarding the employee retention credit -
The Employee Retention Credit (ERC) has been one of the most discussed tax topics of 2023. Although...more
12/14/2023
/ Applications ,
CARES Act ,
Coronavirus/COVID-19 ,
Criminal Penalties ,
Criminal Prosecution ,
Employee Retention ,
Enforcement Actions ,
Gross Receipts ,
IRS ,
Penalties ,
Scams ,
Tax Credits
Suppose your company suspects an employee broke the law, perhaps even using company property to do so. The company decides to conduct an internal investigation. If your company is sued because of the employee’s conduct,...more