These days, artificial intelligence is everywhere we look, and the financial services industry is no different. As AI use increases, regulatory bodies are updating their rules and guidelines detailing how companies should and...more
12/17/2024
/ Artificial Intelligence ,
Banks ,
Bias ,
Broker-Dealer ,
Compliance ,
Discrimination ,
Financial Adviser ,
Financial Industry Regulatory Authority (FINRA) ,
Fraud ,
Governance Standards ,
Government Agencies ,
Institutional Investors ,
Insurance Industry ,
Internal Communications ,
Investment Adviser ,
Investors ,
Machine Learning ,
New Rules ,
Policies and Procedures ,
Recordkeeping Requirements ,
Regulatory Requirements ,
Retail Investors ,
Securities
Orlando firms need to make sure they aren’t among the thousands of U.S. businesses that potentially were tricked by scams to inadvertently file fraudulent employee retention credit claims — something punishable by fines and...more