During uncertain times, public companies may find themselves in need of additional capital, but a traditional follow-on underwritten public offering may be out of reach or considered too risky. Alternative ways to access the...more
8/19/2020
/ 20% Rule ,
Anti-Dilution Terms ,
Board of Directors ,
Business Judgment Rule ,
Documentation ,
Due Diligence ,
Fiduciary Duty ,
Investors ,
Lock-Up Requirements ,
Minorities ,
Municipal Securities Issuers ,
PIPEs ,
Publicly-Traded Companies ,
Shareholders ,
Voting Rights
As the effects of the coronavirus (COVID-19) continue to develop, public companies are faced with a variety of concerns, including the impact “social distancing” recommendations and restrictions will have on annual...more
During 2018, the SEC issued rule updates and guidance that are intended to ease certain public reporting requirements and clarify the SEC’s position with respect to the shareholder proposal process. While the SEC is taking...more
12/13/2018
/ Board of Directors ,
CD&A ,
Corporate Governance ,
Cybersecurity ,
Disclosure Requirements ,
Executive Compensation ,
No-Action Letters ,
Proxy Season ,
Publicly-Traded Companies ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholder Proposals ,
Tax Reform