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Justin Chairman

Morgan Lewis

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SEC Proposes Enhanced Disclosure Rules for Stock Repurchases

The US Securities and Exchange Commission has proposed amendments to its rules regarding disclosure about issuer repurchases of its equity securities, often referred to as buybacks, including a new proposed Form SR to be...more

12/21/2021  /  10b5-1 Plans , Buyback Programs , Corporate Governance , Proposed Amendments , Proposed Rules , Regulation S-K , Regulation S-T , Securities and Exchange Commission (SEC) , Securities Exchange Act , Stock Repurchases

SEC Proposes Rules for Security-Based Swaps Prohibiting Fraud and Manipulation

The US Securities and Exchange Commission proposed new rules on December 15, 2021, with respect to security-based swaps that, if adopted as proposed, would prohibit fraud and manipulation, require reporting of large...more

12/21/2021  /  Chief Compliance Officers , Major Swap Participants , New Rules , Proposed Rules , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Security-Based Swaps , Swap Dealers , Swaps
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