K2 Integrity’s Justina Rousseau, senior managing director, and Elizabeth Severinovskaya, managing director, will join Arnold & Porter’s Kevin M. Toomey, partner and chair of the Financial Services practice, and Erik Walsh,...more
On 15 January 2025, K2 Integrity hosted a webinar that featured Justina Rousseau, senior managing director at K2 Integrity; Aseel Rabie, counsel at Debevoise & Plimpton LLP; and Sarah Runge, executive managing director at K2...more
1/24/2025
/ AML/CFT ,
Bank Secrecy Act ,
Compliance ,
Currency Transaction Reports (CTR) ,
Due Diligence ,
Exempt Reporting Advisers (ERAs) ,
FinCEN ,
Investment Adviser ,
Patriot Act ,
Registered Investment Advisors ,
Reporting Requirements ,
Suspicious Activity Reports (SARs)
Investment advisers and others involved in the implementation of the new IA AML mandate have been alert to potential ramifications to the rule due to the upcoming change in administration. Upon review, K2 Integrity and...more
12/31/2024
/ Anti-Money Laundering ,
BSA/AML ,
Business Operations ,
Corporate Governance ,
Final Rules ,
Internal Controls ,
Investment Adviser ,
Policies and Procedures ,
Risk Management ,
Trump Administration ,
Vendor Contacts ,
Webinars
On 28 August 2024, the Financial Crimes Enforcement Network (FinCEN) issued its Final Rulemaking to include certain investment advisers in the definition of a “financial institution” under the Bank Secrecy Act (BSA). The...more
10/24/2024
/ AML/CFT ,
Anti-Money Laundering ,
Bank Secrecy Act ,
Currency Transaction Reports (CTR) ,
Customer Due Diligence (CDD) ,
Customer Identification Program (CIP) ,
Employee Training ,
Enforcement ,
Exempt Reporting Advisers (ERAs) ,
FBAR ,
Final Rules ,
Financial Institutions ,
FinCEN ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Policies and Procedures ,
Popular ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Suspicious Activity Reports (SARs)