The evolving U.S.-Mexico geopolitical relationship is now fundamentally burdened by the growing regulatory, enforcement, and real risks tied to cartel activity, drug trafficking and the fentanyl trade, immigration, and a...more
7/29/2025
/ AML/CFT ,
Anti-Money Laundering ,
Cartels ,
Compliance ,
FATF ,
Financial Crimes ,
Financial Institutions ,
FinCEN ,
Foreign Policy ,
Illegal Drugs ,
Mexico ,
Risk Management ,
Sanctions
K2 Integrity’s Justina Rousseau, senior managing director, and Elizabeth Severinovskaya, managing director, will join Arnold & Porter’s Kevin M. Toomey, partner and chair of the Financial Services practice, and Erik Walsh,...more
On 28 August 2024, the Financial Crimes Enforcement Network (FinCEN) issued its Final Rulemaking to include certain investment advisers in the definition of a “financial institution” under the Bank Secrecy Act (BSA). The...more
10/24/2024
/ AML/CFT ,
Anti-Money Laundering ,
Bank Secrecy Act ,
Currency Transaction Reports (CTR) ,
Customer Due Diligence (CDD) ,
Customer Identification Program (CIP) ,
Employee Training ,
Enforcement ,
Exempt Reporting Advisers (ERAs) ,
FBAR ,
Final Rules ,
Financial Institutions ,
FinCEN ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Policies and Procedures ,
Popular ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Suspicious Activity Reports (SARs)