Summary -
The Securities and Exchange Commission (SEC) has recently announced settlements with a number of companies whose separation agreements or internal policies the SEC viewed as impeding employees’ participation in the...more
10/5/2023
/ Anti-Retaliation Provisions ,
Corporate Counsel ,
Employer Liability Issues ,
Enforcement Actions ,
Former Employee ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Separation Agreement ,
Settlement ,
Whistleblower Protection Policies ,
Whistleblowers
COVID-19 has upended every corner of the financial markets, including the disclosure regime for publicly traded companies. Over the last few weeks, the number of disclosures relating to COVID-19 has exploded, with as many...more