The Department of Justice's Criminal Division is "using more tools than ever before to identify corporate misconduct and to encourage companies to be good corporate citizens," according to Nicole Argentieri, Principal Deputy...more
10/9/2024
/ Artificial Intelligence ,
Chief Compliance Officers ,
Compliance ,
Compliance Monitoring ,
Corporate Misconduct ,
Department of Justice (DOJ) ,
Financial Institutions ,
Internal Controls ,
Know Your Customers ,
New Guidance ,
Risk Management
On Tuesday, March 22, 2022, Assistant Attorney General Kenneth Polite of the Department of Justice (DOJ) told an audience of compliance professionals that DOJ will direct prosecutors to "consider requiring" chief compliance...more
4/8/2022
/ Anti-Money Laundering ,
Certification Requirements ,
Chief Compliance Officers ,
Compliance ,
Corporate Counsel ,
Corporate Crimes ,
Corporate Officers ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Enforcement Priorities ,
Investment Advisers Act of 1940 ,
New Guidance ,
Non-Prosecution Agreements ,
Policies and Procedures