Following Germany's initial attempt last year to implement the EU Whistleblower Directive (Directive (EU) 2019/1937), aimed at ensuring harmonized and improved protection of whistleblowers throughout Europe, the Federal...more
7/5/2022
/ Anti-Money Laundering ,
Asset Management ,
Data Protection ,
EU ,
Fines ,
Germany ,
Investigations ,
Investment ,
Proposed Legislation ,
Risk Assessment ,
Trade Secrets ,
Whistleblower Protection Policies ,
Whistleblowers
Securities laws across France, Germany and the United Kingdom are widely comparable. Each country recognises the importance of maintaining a strong procedural framework of regulation and enforcement. The EU Market Abuse...more
1/13/2022
/ AMF ,
Appeals ,
BaFin ,
Criminal Investigations ,
Enforcement ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Financial Conduct Authority (FCA) ,
FSMA ,
Investigations ,
Market Abuse ,
Multinational Investigations ,
Sanctions ,
UK