Kate Pumfrey

A&O Shearman

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Latest Posts › Proposed Rules

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UK Senior Managers and Certification Regime overhaul: understanding proposals for reform

Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK’s financial services regulatory landscape, designed to enhance individual accountability and raise...more

8/13/2025 / Consultation Papers , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Financial Services Industry , HM Treasury , Proposed Rules , Prudential Regulation Authority (PRA) , Regulatory Reform , Regulatory Requirements , UK

UK FCA plans for tackling non-financial misconduct: Next steps

The UK Financial Conduct Authority (FCA) has published its next steps to address non-financial misconduct within the financial services sector. With the publication of Consultation Paper CP25/18, the FCA signals its ongoing...more

7/8/2025 / Code of Conduct , Employees , Employer Responsibilities , Financial Conduct Authority (FCA) , Financial Services Industry , New Guidance , Proposed Rules , Regulatory Requirements , UK , Workplace Harassment Guidance

UK bankers' remuneration reform: proposed relaxation of deferral and retention rules in focus

PRA and FCA proposals to simplify bankers’ remuneration rules would relax certain key restrictions on bankers’ variable pay, giving banks more flexibility in remuneration design and improving their recruitment potential....more

4/17/2025 / Banking Sector , Banks , Corporate Governance , Executive Compensation , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Proposed Rules , Prudential Regulation Authority (PRA) , Regulatory Reform , UK

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