On December 4, 2024, the Commodity Futures Trading Commission (“CFTC”) released its enforcement results for Fiscal Year 2024 (“FY 2024”), showcasing record awards of monetary relief totaling more than $17.2 billion....more
12/6/2024
/ CFTC ,
Civil Monetary Penalty ,
Compliance ,
Digital Assets ,
Enforcement Actions ,
Enforcement Statistics ,
Futures ,
Market Manipulation ,
Reporting Requirements ,
Risk Management ,
Swaps
Last week, the CFTC updated its large trader position reporting rules for futures and options. First proposed in June 2023, this much-needed change modernizes a rule that had gone largely unchanged since the 1980s....more
5/10/2024
/ CFTC ,
Commodities Traders ,
Data Management ,
Due Process ,
Futures ,
Market Participants ,
New Rules ,
Notice Requirements ,
Regulatory Reform ,
Reporting Requirements ,
Stock Options ,
Traders
The Commodity Futures Trading Commission ("CFTC") recently released its enforcement results for Fiscal Year 2023 ("FY 2023"), which ran from October 1, 2022, through September 30, 2023. ...more
4/8/2024
/ Annual Reports ,
CFTC ,
Compliance ,
Confidential Information ,
Cooperation ,
Corporate Counsel ,
Digital Assets ,
Enforcement Actions ,
Enforcement Statistics ,
Professional Misconduct ,
Reporting Requirements ,
Risk Management ,
Spoofing