The Securities and Exchange Commission (SEC) recently announced the withdrawal of several Biden-era regulations, including a proposed rule that would have required a broad range of platforms and financial intermediaries (such...more
7/21/2025
/ Biden Administration ,
Broker-Dealer ,
Compliance ,
Cybersecurity ,
Disclosure Requirements ,
Enforcement Actions ,
Regulatory Reform ,
Regulatory Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Trump Administration
The Biden Administration’s Office for Civil Rights delivered on its promise to propose an update to the HIPAA Security Rule. Our Health Care and Privacy, Cyber & Data Strategy groups summarize key points from the new rule and...more
The SEC has released its Examination Priorities: Fiscal Year 2025 (“Examination Priorities”), which may be a useful roadmap to SEC-registered investment advisers, exchanges, and other entities subject to routine examination...more
10/29/2024
/ Artificial Intelligence ,
Compliance ,
Cybersecurity ,
Emerging Technologies ,
Enforcement Priorities ,
Examination Priorities ,
Investment Firms ,
Investors ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Trading Platforms
Our Privacy, Cyber & Data Strategy and Privacy & Cybersecurity Litigation teams examine the New York Department of Financial Services’ finalized Second Amendment to its Cybersecurity Regulation....more
On September 20, 2022, the Securities and Exchange Commission (SEC) settled an enforcement action with a large, registered investment adviser (the Firm) for alleged violations of the Safeguards Rule and the Disposal Rule of...more
The February 15, 2019 NYDFS compliance certification deadline represents the last annual compliance certification subject to the transition period for covered entities to come into compliance with the cybersecurity...more