Katherine Hogan

Katherine Hogan

Orrick, Herrington & Sutcliffe LLP

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Senate Passes Increase to Rule 701 Limit

On September 12, 2017, the Senate passed the Encouraging Employee Ownership Act of 2017 (H.R. 1343) which directs the SEC to revise Rule 701 of the Securities Act of 1933 (the "Securities Act") to increase the threshold that...more

9/19/2017  /  Employee Benefits , Exemptions , Legislative Agendas , Pending Legislation , Registration Requirement , Rule 701 , Section 5 , Securities and Exchange Commission (SEC) , Threshold Requirements
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