The Financial Conduct Authority (FCA) has published its most recent paper on non-financial misconduct (NFM), clarifying its expectations on bullying and harassment in financial services....more
7/3/2025
/ Bullying ,
Corporate Misconduct ,
Draft Guidance ,
Employee Misconduct ,
Employer Responsibilities ,
Employment Discrimination ,
Equality Act ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Harassment ,
Professional Misconduct ,
Proposed Rules ,
Sexual Harassment ,
UK ,
Workplace Bullying
The FCA’s focus, in the six years since #MeToo began, upon tackling ‘non-financial misconduct’ (broadly, poor interpersonal behaviour) in the financial services sector has sometimes been said to be a bit odd and/or not the...more
1/30/2025
/ Board of Directors ,
Corporate Governance ,
Corporate Misconduct ,
Diversity and Inclusion Standards (D&I) ,
Financial Conduct Authority (FCA) ,
Governance Standards ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Regulatory Requirements ,
Risk Management ,
Senior Managers