Kathleen Telfer

Herbert Smith Freehills Kramer

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Diversity in the Boardroom: Nasdaq’s Diversity Disclosure Rules Struck Down by En Banc Fifth Circuit Court of Appeals

In what will likely mark the final outcome, the U.S. Court of Appeals for the Fifth Circuit, sitting en banc, struck down the Nasdaq Stock Market’s diversity-disclosure framework on Dec. 11, 2024. The Nasdaq rules issue —...more

1/6/2025 / Board of Directors , Corporate Governance , Disclosure Requirements , Diversity , Glass Lewis , Institutional Shareholder Services (ISS) , LGBTQ , Nasdaq , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

AT&T and SEC Settle Regulation FD Enforcement Action After SDNY Denies Summary Judgment to Either Side

On Dec. 5, the Securities and Exchange Commission (SEC) announced that AT&T has agreed to a $6.25 million penalty, resolving charges brought against it under the securities rule known as Regulation Fair Disclosure (Regulation...more

12/20/2022 / AT&T , Disclosure Requirements , Enforcement Actions , Material Nonpublic Information , Non-Public Information , Regulation FD , Securities and Exchange Commission (SEC) , Securities Violations

Diversity in the Boardroom: A Periodic Litigation and Governance Update

Efforts to increase diversity at the top of public companies remain at the forefront of corporate consciousness and governance. As we have previously reported , stakeholder interest in diversified leadership has led to a...more

10/7/2022 / Board of Directors , Corporate Governance , Disclosure Requirements , Diversity , Diversity and Inclusion Standards (D&I) , Environmental Social & Governance (ESG) , Nasdaq , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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