Kathleen Telfer

Kathleen Telfer

Herbert Smith Freehills Kramer

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Corporate Governance: 2024 Year-End Review

As 2025 begins, we cover several significant corporate governance developments that occurred in the second half of 2024 and since our Corporate Governance: 2024 Midyear Review was published in August. We first highlight...more

1/9/2025  /  Corporate Governance , Corporate Transparency Act , Delaware , Enforcement Actions , FinCEN , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Litigation , Securities Regulation

AT&T and SEC Settle Regulation FD Enforcement Action After SDNY Denies Summary Judgment to Either Side

On Dec. 5, the Securities and Exchange Commission (SEC) announced that AT&T has agreed to a $6.25 million penalty, resolving charges brought against it under the securities rule known as Regulation Fair Disclosure (Regulation...more

12/20/2022  /  AT&T , Disclosure Requirements , Enforcement Actions , Material Nonpublic Information , Non-Public Information , Regulation FD , Securities and Exchange Commission (SEC) , Securities Violations
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