More than a year ago the world fell victim to a global pandemic that would change life in ways that could never have been predicted. In the early stages of the pandemic, we published a White Paper directed at financial...more
The Situation: The Commodity Futures Trading Commission ("CFTC") has established a new unit dedicated to addressing climate risk in the financial system, providing yet another example of financial services regulators...more
The Situation: Following its recent joint statement on opportunistic strategies in the credit derivatives market with the U.S Securities and Exchange Commission ("SEC"), the United Kingdom's Financial Conduct Authority...more
7/18/2019
/ CFTC ,
Credit Default Swaps ,
Derivatives ,
Enforcement Actions ,
Financial Conduct Authority (FCA) ,
IOSCO ,
Market Participants ,
Policies and Procedures ,
Regulatory Authority ,
Securities and Exchange Commission (SEC) ,
Swap Dealers