Bullying, harassment and violence set to be conduct issues under new FCA Rule -
The Financial Conduct Authority (the “FCA”) recently published its Policy Statement and Consultation on non‑financial misconduct (“CP25/18”). ...more
7/16/2025
/ Code of Conduct ,
Compliance ,
Employee Rights ,
Employment Policies ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Harassment ,
New Rules ,
Proposed Guidance ,
Regulatory Requirements ,
Workplace Bullying
On 9th December 2019, the Senior Managers and Certification Regime (SMCR) will replace the current Financial Conduct Authority (FCA) Approved Person Regime for practically all FCA authorised firms, including alternative...more
10/3/2019
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Asset Management ,
Code of Conduct ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Hedge Funds ,
Investment Adviser ,
Senior Management Regime (SMR) ,
Senior Managers ,
SMCR ,
UK