During Securities and Exchange Commission Chairman Paul Atkins’ Senate confirmation hearing, a lawmaker asked him, “Would [you] investigate Chinese companies for … wanton and blatant violations of U.S. disclosure laws that...more
8/21/2025
/ Accounting ,
China ,
Confirmation Proceedings ,
Delisting ,
Disclosure Requirements ,
Enforcement Actions ,
Foreign Issuers ,
Foreign Private Issuers ,
Nasdaq ,
Publicly-Traded Companies ,
Regulatory Oversight ,
Reverse Mergers ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Litigation ,
Securities Regulation
On June 27, 2024, the Supreme Court of the United States issued its decision in SEC v. Jarkesy, holding that the Securities and Exchange Commission (“SEC”) must prosecute securities fraud before a federal court whenever it...more
7/12/2024
/ Administrative Law Judge (ALJ) ,
Article III ,
Consumer Financial Protection Bureau (CFPB) ,
Dodd-Frank ,
Federal Rules of Civil Procedure ,
Federal Rules of Evidence ,
FRCP 26(b)(1) ,
FRCP 45 ,
Jury Trial ,
SCOTUS ,
SEC v Jarkesy ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Fraud ,
Seventh Amendment