Kevin Greenslade

Kevin Greenslade

Hogan Lovells

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SEC staff updates guidance on Section 13 beneficial ownership reporting rules

The SEC’s Division of Corporation Finance recently issued 18 revised Compliance and Disclosure Interpretations (C&DIs) relating to Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G under the Exchange Act. This...more

8/1/2025  /  Beneficial Owner , C&DIs , Disclosure Requirements , Regulatory Requirements , Reporting Requirements , Schedule 13D , Schedule 13G , Section 13 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934

SEC issues new guidance on omission of interim financial information from draft registration statements

On August 17, the SEC’s Division of Corporation Finance issued new guidance indicating that emerging growth companies (EGCs) and non-EGCs may omit from their nonpublic draft registration statements interim financial...more

9/5/2017  /  C&DIs , Emerging Growth Companies , Financial Statements , Fixing America’s Surface Transportation Act (FAST Act) , New Guidance , Omissions , Registration Statement , Regulation S-X , Securities and Exchange Commission (SEC)
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