Kevin Roggow

Kevin Roggow

Cozen O'Connor

Contact
View Bio
RSS

Latest Posts › Nasdaq

Share:

Nasdaq Increases Initial Listing Liquidity Requirements: What It Means for Companies Going Public

On March 12, 2025, the SEC approved a significant rule change to Nasdaq’s initial listing liquidity requirements (the New Liquidity Rules). These changes make it more challenging for companies seeking to list on the Nasdaq...more

3/24/2025  /  Capital Markets , Compliance , Initial Public Offering (IPO) , Listing Rules , Nasdaq , Public Offerings , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Court of Appeals Hears Oral Arguments in Case Challenging Nasdaq’s Board Diversity Rules

On August 29, 2022, the Fifth Circuit Court of Appeals heard oral arguments in a case against the Securities and Exchange Commission (SEC) seeking to invalidate Nasdaq’s board diversity rules which were initially proposed by...more

9/14/2022  /  Appellate Courts , Board of Directors , Diversity , Fifth Amendment , First Amendment , Nasdaq , Oral Argument , Securities and Exchange Commission (SEC)
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide