Kevin Woodard

Kevin Woodard

Dinsmore & Shohl LLP

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Summary of Regulation S-P Revisions Applicable to Investment Advisers

On May 15, 2024 the SEC issued Release Nos. 34-100155; IA-6604 (the “Adopting Release”) providing for amendments to the safeguards and disposal rules of Regulation S-P (the “Amendments”). The compliance dates for the...more

1/14/2025  /  Broker-Dealer , Consumer Privacy Rights , Cybersecurity , Data Privacy , Data Protection , Data Security , Investment Adviser , Privacy Laws , Regulation S-P , Securities and Exchange Commission (SEC)
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