On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit, in a 9-8 en banc decision, vacated the approval of Nasdaq's board diversity rules by the Securities and Exchange Commission (SEC). The court held that the...more
12/30/2024
/ Board of Directors ,
Corporate Governance ,
Diversity ,
Diversity and Inclusion Standards (D&I) ,
Nasdaq ,
Proxy Season ,
Publicly-Traded Companies ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Vacated
The securities law disclosure framework has evolved to encourage; companies acting in good faith to disseminate relevant projections pertaining to their businesses to the general public "without fear of open-ended liability."...more
9/4/2024
/ Compliance ,
Corporate Governance ,
Corporate Issuers ,
Disclosure Requirements ,
EDGAR ,
Form 8-K ,
PSLRA ,
Regulation S-K ,
Safe Harbors ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act
Companies that are listed on the Nasdaq Stock Market or the New York Stock Exchange are required to adopt a clawback policy that provides for the recovery from any current or former executive officers of incentive-based...more
11/16/2023
/ C-Suite Executives ,
Clawbacks ,
Compliance ,
Compliance Dates ,
Corporate Counsel ,
Corporate Governance ,
Disclosure Requirements ,
Executive Compensation ,
Financial Reporting ,
Financial Restatements ,
Indemnification ,
Listing Rules ,
Nasdaq ,
NYSE ,
Proxy Statements ,
Publicly-Traded Companies ,
Rule 10D-1 ,
Securities Exchange Act ,
Total Shareholder Return (TSR)